Regatta Capital Group

Above: L to R: Spencer Kelly, Britt Joyce, Russell Mohberg, Erika Jenkins, Nick Ozer, Lindsey Diranian, John McCormick

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Regatta Capital Group® is an independent, $1.7 billion RIA firm that provides fiduciary wealth management advice to families, business owners, retirees, group 401(k) plans and endowments.

What is your approach to investments, and what unique aspects do you bring forward?

We use ETFs and our in-house stock portfolio and then add top-tier managers for private equity, private credit, real estate, infrastructure and venture capital. We invest with tax-awareness, but the tail does not wag the dog. Total return, after taxes and fees, is what matters most.

What’s the most valuable lesson you’ve learned from advising others?

Not every financial decision is black or white; often the answer lies in the middle. Wealth is not only defined by one’s financial status, but also defined by mental and physical health, time with family and having a community of friends close to us. A great advisor knows their client in a truly personal way. If taking the promotion increases income 20% but decreases time spent with your kids by 50%, is it worth it? If reducing taxes slightly gives you less control of your money, is that the best solution? The answers are always custom for each client’s personal situation.

What is your guiding principle?

To do right by the client. Our team’s culture is built on this principle. We want clients passionate about our service model. Every decision, recommendation and action is grounded in our responsibilities to serve the client.

What new initiative excites you for this year?

We are excited to develop our AI co-intelligence service model in conjunction with Claude. We are adding one of the top private equity managers in the country for qualified purchasers in a very investor-friendly structure. We plan to add one or two more CFP® professionals to our South Bay team to work with our growing clientele.

Disclaimer: Past performance does not predict future results. Investments are not bank guaranteed and may lose money. *AUM as of 9/30/25.

Photographed by Shane O’Donnell